Glossary entry (derived from question below)
English term or phrase:
NASD Registered Securities Principal
Spanish translation:
agente de valores registrada en la NASD (Asociación Nacional de Corredores de Valores) con....
Added to glossary by
mcarpizo
Jul 23, 2012 17:03
12 yrs ago
6 viewers *
English term
NASD Registered Securities Principal
English to Spanish
Bus/Financial
Business/Commerce (general)
Finance
With over 25 years of experience in banking and financial services, Elyse has worked in various
Innovation capacities including financial controllership, asset liability management and product management. She holds MS and MBA degrees, is an AFP Certified Treasury Professional and an NASD Registered Securities Principal.
Mi traduccion:
Con más de 25 años de experiencia en servicios bancarios y financieros, Elyse ha trabajado en varios cargos, incluyendo contraloría financiera, gestión de activos y pasivos y gestión de productos. Cuenta con Maestría en Ciencias y en Administración de Negocios, es una Profesional de Tesorería Certificada de AFP y Agente Registrada de NASD para Realizar Operaciones.
Gracias por su ayuda!
Innovation capacities including financial controllership, asset liability management and product management. She holds MS and MBA degrees, is an AFP Certified Treasury Professional and an NASD Registered Securities Principal.
Mi traduccion:
Con más de 25 años de experiencia en servicios bancarios y financieros, Elyse ha trabajado en varios cargos, incluyendo contraloría financiera, gestión de activos y pasivos y gestión de productos. Cuenta con Maestría en Ciencias y en Administración de Negocios, es una Profesional de Tesorería Certificada de AFP y Agente Registrada de NASD para Realizar Operaciones.
Gracias por su ayuda!
Proposed translations
(Spanish)
| 4 +1 | agente de valores registrada en la NASD (Asociación Nacional de Corredores de Valores) con.... |
Marta Moreno Lobera
|
Proposed translations
+1
1 hr
Marta Moreno Lobera
Spain
Spain
Native in Spanish
Specializes in field
Spain
Sworn/Legal/Business, +20yrs, APTIJ
Native in: Spanish 
Works in: English to Spanish
Related KudoZ points
:
280
Selected
agente de valores registrada en la NASD (Asociación Nacional de Corredores de Valores) con....
.... con funciones adicionales de supervisión de operaciones.
"Definition of 'Registered Principal'
A licensed securities dealer who is also empowered to **oversee operational, compliance, trading and sales operations and the personnel who staff them**. Registered principals must have all the basic securities licenses required for the operation they oversee plus an additional principal license."
Read more: http://www.investopedia.com/terms/r/registered-principal.asp...
"Definition of 'Registered Principal'
A licensed securities dealer who is also empowered to **oversee operational, compliance, trading and sales operations and the personnel who staff them**. Registered principals must have all the basic securities licenses required for the operation they oversee plus an additional principal license."
Read more: http://www.investopedia.com/terms/r/registered-principal.asp...
4 KudoZ points awarded for this answer.
Comment: "Gracias!"
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